东北大学学报(社会科学版) ›› 2017, Vol. 19 ›› Issue (6): 616-624.DOI: 10.15936/j.cnki.1008-3758.2017.06.010

• 法学研究 • 上一篇    下一篇

论国际投资条约下自裁决式根本安全利益条款的审查进路——兼论中国的选择

葛辰   

  1. (浙江大学光华法学院,浙江杭州310008)
  • 收稿日期:2017-03-05 修回日期:2017-03-05 出版日期:2017-11-25 发布日期:2017-12-01
  • 通讯作者: 葛辰
  • 作者简介:葛辰(1988-),女,浙江杭州人,浙江大学博士研究生,主要从事国际投资法研究。
  • 基金资助:
    教育部人文社会科学研究资助项目(15JYC710056);国家社会科学基金重点资助项目(16AZD007);国家自然科学基金资助项目(71472033);辽宁省社会科学规划基金资助项目(L16CGL013)。

On Approaches of Review on Self-judging Essential Security Interest Clauses in International Investment Agreements——Also on China's Choices

GE Chen   

  1. (Guanghua Law School, Zhejiang University, Hangzhou 310008, China)
  • Received:2017-03-05 Revised:2017-03-05 Online:2017-11-25 Published:2017-12-01
  • Contact: -
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摘要: 国际投资条约中的自裁决式根本安全利益条款是东道国维护国家安全利益、捍卫国家主权之利器。自裁决条款能否实现其功能,基础为条款的文义及结构,决定性因素则在于裁判机构对条款所采取的审查标准。因有关善意审查的标准和展开步骤尚未统一,该条款能否发挥缔约国所设想的功能尚不确凿。WTO争端解决机构针对GATT第20条所确立的审查标准,欧洲法院所确立的自由裁判余地原则及国内法院在行政司法审判中所确立的审查标准,可为国际投资仲裁庭展开善意审查提供有益借鉴。我国国际投资条约中自裁决式根本安全利益条款的建构及完善,应以对该条款的审查标准、步骤及实际功能的深入理解为基础,并以平衡国家安全利益及投资者利益为价值理念。

关键词: 自裁决式条款, 根本安全利益, 国际投资条约, 善意审查

Abstract: The self-judging essential security interest clause under international investment agreement is an edge tool for safeguarding host state's national security and sovereignty. The function of self-judging essential security interest clause is formed on the basis of its text and context, and determined by the standard of review adopted by international arbitral tribunals. Due to current divergence regarding the standards and approaches in conducting good faith review by international arbitral tribunals, the de facto function of such clause has remained uncertain. The standard of review adopted by the Dispute Settlement Body of the WTO in reviewing the Article XX of GATT, the margin of appreciation adopted by the European Court of Justice and the standard of review adopted by domestic administrative courts in judicial review could provide beneficial models to the international investment tribunals in conducting good faith review. This Article argues that China shall form and improve the self-judging essential security interest clause on the basis of a profound understanding of its standards and approaches of review as well as its de facto function, while embedding the value of balancing the national security interest and investor's interest.

Key words: self-judging clause, essential security interest, international investment agreement, good faith review

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