东北大学学报（社会科学版）

东北大学学报（社会科学版） ›› 2022, Vol. 24 ›› Issue (2): 100-108.DOI: 10.15936/j.cnki.1008-3758.2022.02.012

• 法学研究 • 上一篇    下一篇

人工智能介入董事会的董事义务与责任重释

程威   

  1. (清华大学法学院，北京100084)
  • 修回日期:2020-10-28 接受日期:2020-10-28 发布日期:2022-05-18
  • 通讯作者: 程威
  • 作者简介:程威(1994-)，男，安徽淮南人，清华大学博士研究生，主要从事公司法、网络法研究。
  • 基金资助:
    国家社会科学基金青年资助项目(17CFX030);安徽大学经济法制研究中心招标资助项目(pcs2021yjs-6)。

Reinterpretation of Directors' Duties and Liabilities with Artificial Intelligence Intervening in the Board of Directors

CHENG Wei   

  1. (School of Law， Tsinghua University， Beijing 100084， China)
  • Revised:2020-10-28 Accepted:2020-10-28 Published:2022-05-18
  • Contact: -
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摘要： 人工智能介入董事会的现实化运用主要是辅助增强董事会决策模式，人类决策权的主导地位未变，决策的环境生态发生了改变。董事会成员的义务逃避与责任模糊问题随之凸显，传统的信义义务内容与违信责任机制无法准确回应智能算法冲击，需要对该义务体系与责任机制加以重构。对于人工智能介入后的公司法机制更新，一方面，董事会监督义务补强信义义务，协同其具体化的合规义务引入，将有利于实现公司治理绩效及义务履行的持续;另一方面，责任认定的客观化和具体担责主体的厘定将为不利后果追究提供指引。

关键词: 人工智能; 信义义务; 董事监督义务; 合规义务

Abstract: The realistic application of artificial intelligence intervening in the board of directors is mainly to assist and enhance the decision-making mode of the board of directors. The dominant position of human decision-making power has not changed， but the environment and ecology of decision-making have changed. The problem of duty evasion and fuzzy responsibilities of board members becomes more prominent. The traditional fiduciary duty content and liability mechanism for the breach of trust cannot accurately respond to the impact of intelligent algorithm， so it is necessary to reconstruct the duty system and liability mechanism. In terms of the update for artificial intelligence after the intervention of company law mechanism， on the one hand， the supervision as well as faith duty strengthening and the synergy of its compliance duties into concrete will be conducive for the board of directors to realize the corporate governance performance and the continuous execution of duties. On the other hand， the objectivity of responsibility identification and the determination of specific responsibility subjects will provide guidance for possible adverse consequences.

Key words: artificial intelligence; fiduciary duty; directors' supervision duty; compliance duty

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