东北大学学报(社会科学版) ›› 2025, Vol. 27 ›› Issue (6): 81-89.DOI: 10.15936/j.cnki.1008-3758.2025.06.009

• 政治与公共管理 • 上一篇    下一篇

论监察问责的规范定位及其边界

侯雨呈   

  1. 厦门大学 法学院,福建 厦门 361005
  • 收稿日期:2024-07-31 出版日期:2025-11-25 发布日期:2025-12-03
  • 作者简介:侯雨呈,厦门大学博士研究生。
  • 基金资助:
    研究阐释党的二十大精神国家社会科学基金重大项目(23ZDA076)

On the Normative Positioning and Boundaries of Supervisory Accountability

Yucheng HOU   

  1. School of Law,Xiamen University,Xiamen 361005,China
  • Received:2024-07-31 Online:2025-11-25 Published:2025-12-03

摘要:

监察问责在规范层面兼具问责权与处置权双重属性,但实践中其适用现状与这一规范定位存在偏离,集中表现为监察问责与其他问责方式以及监察处置方式在适用层面的混淆冲突。为实现监察法治主义、推进监察问责精准化、保障问责对象合法权益,亟须精确厘定监察问责的边界以规避问责泛化、异化等实践问题。对此,监察机关可构建三阶层判别框架以明晰监察问责边界并提升其规范化水平:以“行为判别”划分监察问责与其他监察处置方式的界限,确定是否应当启动问责;以“责任判别”划分监察问责与其他问责方式的界限,确定是否应当或可以启动监察问责;以“价值判别”划分监察问责与容错纠错机制的界限,确定是否能够阻却监察问责。

关键词: 监察问责, 问责权, 监察处置, 问责精准化, 问责边界

Abstract:

In the normative context, supervisory accountability has the dual attributes of accountability power and disposal power. However, in practice, the current application of supervisory accountability deviates from this normative positioning, which is concentrated in the confusion and conflicts between supervisory accountability, other forms of accountability, and supervisory disposal methods at the application level. To realize the rule of law in supervision, promote the precision of supervisory accountability, and protect the legitimate rights and interests of those being held accountable, it is urgent to accurately delineate the boundaries of supervisory accountability to avoid practical problems such as the generalization and alienation of accountability. In response, supervisory authorities can construct a three-tier discrimination framework to clarify the boundaries of supervisory accountability and improve its standardization: using “behavioral discernment” to delineate the boundaries between supervision accountability and other supervisory disposal methods, determining whether accountability should be initiated; using “accountability discernment” to delineate the boundaries between supervisory accountability and other forms of accountability, determining whether supervisory accountability should or can be initiated; and using “value discernment” to delineate the boundaries between supervisory accountability and error-tolerant correction mechanisms, determining whether supervisory accountability can be deterred.

Key words: supervisory accountability, accountability power, supervisory disposal, precision of supervisory accountability, boundary of supervisory accountability

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