东北大学学报(社会科学版) ›› 2014, Vol. 16 ›› Issue (3): 303-308.DOI: -

• 法学研究 • 上一篇    下一篇

道德运气与刑罚分配:问题与出路

马乐   

  1. (清华大学法学院,北京100084)
  • 收稿日期:2013-11-10 修回日期:2013-11-10 出版日期:2014-05-25 发布日期:2014-12-30
  • 通讯作者: 马乐
  • 作者简介:马乐(1984-),男(回族),辽宁沈阳人,清华大学博士研究生,主要从事刑法研究。
  • 基金资助:
    中南财经政法大学“研究生创新教育计划”研究生实践与科研创新课题资助项目(2012B0506)。

Moral Luck and Distribution of Punishment: Challenges and Solutions 〓

MA Le   

  1. (Law School, Tsinghua University, Beijing 100084, China)
  • Received:2013-11-10 Revised:2013-11-10 Online:2014-05-25 Published:2014-12-30
  • Contact: -
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摘要: “道德运气”一直是伦理学热议的论题,但其意义并不限于伦理学,它同样是刑法学无法回避的难题。道德运气揭示了人们关于道德责任的信念和道德实践的冲突。道德运气现象源于人们对日常道德评价的真实性质的误解。在刑法领域,拒斥运气的道德价值的康德式的道德责任概念必须得到坚持。结果运气不影响行为人的道德应得,应当区分不同情况看待结果对刑事责任认定和刑罚分配的影响。侵害结果也不应作为突破道德应得上限加重处罚的依据,但结果运气可以在有限的范围内作为减轻未遂犯处罚的依据。过失犯的未遂同样具有可罚性,应当开展相关的立法探索。正当防卫的成立不应以真实的防卫效果的存在为前提,同时应限制境遇性运气对刑事责任的影响,期待可能性理论与对道德运气的否定态度相契合。

关键词: 道德运气, 刑罚分配, 道德应得, 结果运气, 境遇性运气

Abstract: Moral luck has always been one of the most controversial ethical issues since its first appearance. Meanwhile, it is also an unavoidable challenge for criminal law theorists. Revealing a clash between peoples beliefs about moral responsibility and their actual manners in moral judgment, the phenomenon of moral luck may be a result of the misunderstanding of the true nature of daily moral judgments. In the field of criminal law, luck should be ruled out normatively and the Kantian concept of moral responsibility should be upheld. Resultant luck is irrelevant to moral desert, and the traditional resultcentered distribution of punishment should be corrected. Harmful result is not a legitimate cause of accumulative punishment beyond ones moral desert. However, the alleviation of punishment based on luck is permissible under limited circumstances. Reckless and negligent behavior is punishable despite the absence of harmful results, and selfdefense based on reasonable belief should be justified. Whats more, the theory of probability of anticipation is in accord with the refutation of situational luck.

Key words: moral luck, distribution of punishment, moral desert, resultant luck, situational luck

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