东北大学学报（社会科学版）

东北大学学报（社会科学版） ›› 2026, Vol. 28 ›› Issue (2): 117-126.DOI: 10.15936/j.cnki.1008-3758.2026.02.012

• 法学研究 • 上一篇    

FTAs中国化背景下金融数据跨境规制模式之形塑

马尚琦1, 王勇2   

  1. 1.东南大学 法学院，江苏 南京 211189
    2.华东政法大学 国际金融法律学院，上海 201620
  • 收稿日期:2024-11-06 出版日期:2026-03-25 发布日期:2026-04-02
  • 作者简介:马尚琦，东南大学博士研究生
    王 勇，华东政法大学教授，博士生导师。
  • 基金资助:
    国家社会科学基金后期资助项目(25FFXB051)

On the Shaping of Cross-border Regulatory Models for Financial Data under the Background of FTAs Localization in China

Shangqi MA1, Yong WANG2   

  1. 1.School of Law，Southeast University，Nanjing 211189，China
    2.International School of Law and Finance，East China University of Political Science and Law，Shanghai 201620，China
  • Received:2024-11-06 Online:2026-03-25 Published:2026-04-02

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摘要：

囿于各缔约方核心立场的差异和合作基础薄弱，中国所签自由贸易协定中的金融数据跨境规则并不健全，并在中国本土化过程中存在三大困境：金融数据属性概念的混淆化（是什么）、金融数据跨境分类分级标准的模糊化（凭什么）、相关主体法律义务履行的形式化（怎么办）。有必要从立法、解释和执行三个维度寻找解困方法：在立法维度，明确界定金融数据的具体内涵与外延，从而厘清规制的对象和边界；在解释维度，运用法解释方法论锚定金融数据跨境分类分级标准，并建立与之相对应的金融数据跨境规制方案；在执行维度，通过强化责任落实倒逼相关主体依法履行法律义务，确保相关规则得以贯彻。

关键词: 金融数据跨境, 数据主权, 自由贸易协定, 数据安全法

Abstract:

Due to the differences in core positions of contracting parties and weak cooperation foundations， the cross-border regulatory rules for financial data in the free trade agreements signed by China are not sound， and there are three major difficulties in the localization process in China： confusion of the concept of financial data attributes （what it is）， ambiguity of cross-border classification and grading standards for financial data （what the basis is）， and formalization of the legal obligations of relevant parties （how to do it）. It is necessary to find solutions from the three dimensions of legislation， interpretation and implementation： in the legislative dimension， it is necessary to clearly define the specific connotations and denotations of financial data， thereby clarifying the objects and boundaries of regulation； in the interpretative dimension， it is essential to use legal interpretation methodology to anchor the standards for cross-border classification and grading of financial data， and establish corresponding cross-border regulation schemes for financial data； and in the implementable dimension， by strengthening the implementation of responsibilities， relevant parties are forced to fulfill their legal obligations in accordance with the laws to ensure the implementation of relevant regulatory rules.

Key words: cross-border financial data, data sovereignty, free trade agreements （FTAs）, data security law

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