东北大学学报(社会科学版) ›› 2023, Vol. 25 ›› Issue (4): 97-106.DOI: 10.15936/j.cnki.1008-3758.2023.04.011

• 法学研究 • 上一篇    下一篇

争点形成与疑点形成——辩护方证明责任的两种形态

王瑞剑   

  1. (中国政法大学刑事司法学院,北京100088)
  • 发布日期:2023-08-15
  • 通讯作者: 王瑞剑
  • 作者简介:王瑞剑(1994-),男,浙江龙港人,中国政法大学博士后研究人员,主要从事刑事诉讼法研究。
  • 基金资助:
    国家社会科学基金资助项目(20BFX093);国家留学基金委高水平大学公派研究生资助项目(202106010153)。

Issues-formation and Doubts-formation: Two Models of Burden of Proof for the Defenders

WANG Ruijian   

  1. (School of Criminal Justice, China University of Political Science and Law, Beijing 100088, China)
  • Published:2023-08-15
  • Contact: -
  • About author:-
  • Supported by:
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摘要: 随着“三项规程”的施行,争点与疑点范畴被引入刑事程序,在基本属性、作用方式与主要功能上存在差异。争点形成与疑点形成,是辩护方履行证明责任的两种形态,长久以来面临诸多误解。争点形成责任产生于英美法系,与证据提出相结合,成为举证责任的基本内容。疑点形成责任来源于大陆法系,与职权调查相匹配,被视为职权主义的必然产物。在我国规范层面,争点形成与疑点形成均得到体现,但在责任形态上存在变化。淡化证据提出责任,相对独立的争点形成责任初步形成。弱化职权主义,强疑点形成责任应运而生。改良后的争点形成责任和疑点形成责任,并存于我国刑事程序,其间存在转化可能,根据待证事项的不同,形成责任组合的层次性理论。

关键词: 证明责任; 辩护方; 争点形成责任; 疑点形成责任; 层次性理论

Abstract: With the “three rules” going into effect, both issues and doubts have been introduced into criminal procedures, and they differ in the basic attributes, modes of action and main functions. Issues-formation and doubts-formation are two forms of the defenders' burden of proof, but they have long faced many misunderstandings. Issues-formation arises from the common law, which is combined with the burden of producing evidence, and has become the basic content of the burden of proof. Doubts-formation comes from the civil law and is regarded as the inevitable result of the inquisitorial system. At the normative level in China, issues-formation and doubts-formation are reflected, but there are changes in the forms of responsibility. The burden of producing evidence is diluted, and the relatively independent issues-formation has formed. The inquisitorial system is weakened, while the strong doubts-formation has emerged. The improved burdens of issues-formation and doubts-formation coexist in China's criminal procedure, in which there is a possibility of transformation. Based on the different matters, a hierarchical theory of combining both burdens comes into being.

Key words: burden of proof; defender; burden of issues-formation; burden of doubts-formation; hierarchical theory

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