东北大学学报(社会科学版) ›› 2026, Vol. 28 ›› Issue (1): 122-129.DOI: 10.15936/j.cnki.1008-3758.2026.01.012

• 法学研究 • 上一篇    

刑事不法判断中个人信息“合理处理”的规范定位与法益衡量

苏镘圯   

  1. 北京航空航天大学 法学院,北京 100191
  • 收稿日期:2024-10-21 出版日期:2026-01-25 发布日期:2026-01-27
  • 作者简介:苏镘圯,北京航空航天大学博士研究生。
  • 基金资助:
    国家社会科学基金项目(23BFX119)

Normative Positioning and Legal Interest Balancing of “Reasonable Processing” in the Criminal Assessment of Personal Information

Manyi SU   

  1. School of Law,Beihang University,Beijing 100191,China
  • Received:2024-10-21 Online:2026-01-25 Published:2026-01-27

摘要:

《个人信息保护法》和《民法典》中明确规定了“合理处理”个人信息的免责事由,但当前《刑法》中“侵犯公民个人信息罪”的司法认定并未重视对行为合理性的考量,存在“合理处理”要素规范定位不明、判断规则不清的困境。为准确认定犯罪,应当明确“合理处理”在不法判断中的规范地位和双重功能,澄清“合理处理”出罪的法益衡量机制。“合理处理”的判断应保持刑法与前置法之间的体系协调,规范构成要件要素“违反国家有关规定”的内涵应解释为“前置法明确禁止”而非“前置法未有授权”;且其中“国家有关规定”的范畴仅限于法律、行政法规。在具体规则上,“合理性”判断中法益衡量的对象是具有复合性的个人信息法益;法益衡量的标准应参考宪法确立的基本权利位阶与《刑法》个罪的刑罚幅度;法益衡量的方法是结合交往行为理论与比例原则框架展开综合评估。

关键词: 个人信息, 合理处理, 法益衡量

Abstract:

China’s Personal Information Protection Law and Civil Code explicitly recognize “reasonable processing” as a statutory ground for exemption from liability. However, current judicial practice in adjudicating the crime of “Infringement of Citizens’ Personal Information” under Criminal Law often fails to adequately consider the reasonableness of the conduct, leading to dilemmas concerning the unclear normative positioning of this element and the absence of clear assessment criteria. To accurately determine criminal liability, this paper argues for clarifying the normative position and dual role of “reasonable processing” within the assessment of illegality, and for elucidating the legal interest balancing mechanism when “reasonable processing” leads to non-conviction. The evaluation of “reasonable processing” must ensure systematic consistency between the criminal law and pre-existing laws. Specifically, the normative element “in violation of relevant state regulations” should be interpreted as “expressly prohibited by pre-existing laws” rather than “not authorized by pre-existing laws”. Furthermore, the scope of “relevant state regulations” herein should be strictly confined to laws and administrative regulations. In terms of specific rules, the object of legal benefit balancing in the “reasonableness” assessment is the composite legal interest of personal information; the standard for such balancing should refer to the hierarchy of fundamental rights established by the constitution and the statutory sentencing ranges of specific offenses in the Criminal Law; the method of balancing should involve a comprehensive evaluation conducted within the framework of the theory of communicative action and the principle of proportionality.

Key words: personal information, reasonable processing, legal interest evaluation

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